Bridging
The Cultural Divide:
A
Report On Aboriginal People And Criminal Justice In Canada, Royal Commission On
Aboriginal peoples 1995
Professor Paul L.A.H. Chartrand, Former Commissioner,
Royal Commission on Aboriginal Peoples, Canada
The Problem Described
During
its public hearings held across the country, the Royal Commission on Aboriginal
People (RCAP) made a strong commitment to bring the voices of the people to the
attention of the public and of the governments in Canada.
Commenting upon the prison system in Canada, the late elder Art Solomon
told us his view of the system; ‘it is an evil empire, a blasphemy in the face
of God...’ The prison system is only one part of the so-called ‘criminal
justice system’ and the RCAP concluded essentially that the system is criminal
in its effects upon Aboriginal
people. Recently an Anishanaabe
leader commented ‘there is no justice for Aboriginal people in Canada...’
To
do our work the RCAP studied the Indian Tribal Courts in the U.S.A. and the
Greenland Criminal Code. Our
arguments are made in the context of the Canadian situation,- including the
circumstances of the indigenous peoples there and the constitutional framework.
In a sense then, the RCAP recommendations will not always be applicable
to Aotearoa and the Maori people, but I will offer an explanation of the basis
upon which the RCAP proposed that establishing separate Aboriginal justice
systems was a worthy moral and political objective and a feasible proposition.
It
is difficult to decide how best to illustrate the problems of how the Canadian
criminal justice system treats Aboriginal people. I have chosen to use the results of only two studies in the
Prairie Provinces of Saskatchewan and Manitoba, where Aboriginal people comprise
over 10 per cent of the general population, not unlike the proportion of the
Maori in New Zealands total population.
Two
studies on admissions to provincial prisons in Saskatchewan for the years
1976-77 and 1992-93 were compared. Aboriginal people in the justice system were
over-represented and growing worse. Growth projections in the first study that
by some thought were too extreme, have proven to be conservative, particularly
in the case of female Aboriginal admissions.
In
the province of Manitoba, an inquiry into the criminal justice system was
followed outrage over the police killing of a well-known Aboriginal man in a
city street. Its conclusion was
that
‘Aboriginal
over-representation is the end point of a series of decisions made by those with
decision-making power in the justice system.
An examination of each of these decisions suggests that the way that
decisions are made within the justice system discriminates against Aboriginal
people at virtually every point...
In
Manitoba, the over-representation of Aboriginal people occurs at virtually every
step of the judicial process, from charging to sentencing.
·
More than half of the inmates jailed are Aboriginal
·
Aboriginal accused are more likely to be denied bail
·
Aboriginal people spend more time in pre-trial detention than do
non-Aboriginal people
·
Aboriginal accused are more likely to be charged with multiple
offences than are non-Aboriginal accused
·
Lawyers spend less time with their Aboriginal clients than with
non-Aboriginal clients
·
Aboriginal offenders are more than twice as likely as
non-Aboriginal people to be incarcerated
In
a society that places a high value on equality before the law, documenting the
appalling figures of over-representation might seem to be enough to place the
resolution of this problem at the very top of the national human rights agenda
without further analysis. However, as compelling as the figures are, RCAP
proposed that it is equally important to understand what lies behind these
extraordinary figures, which are a primary index of the individual and social
devastation that the criminal justice system has come to represent for
Aboriginal people. Understanding
the root causes is critical to understanding what it will take by way of a
national commitment to bring about real change.
The
Root Causes Of Aboriginal Over-Representation and Crime
The
RCAP examined the studies and conclusions of many other reports on the subject
and adopted their conclusions. A
typical expression is that of the Aboriginal Justice Inquiry of the province of
Manitoba in 1991;
“…we believe that the
relatively higher rates of crime among Aboriginal people are a result of the
despair, dependency, anger, frustration and sense of injustice prevalent in
Aboriginal communities, stemming from the cultural and community breakdown that
has occurred over the past century.”
The
conclusions of the Canadian studies were replicated by similar conclusions from
studies in Australia and New Zealand, such as Moana Jackson’s 1988 work. 1
The
Royal Commission opined that locating the root causes of Aboriginal crime in the
history of colonialism, and understanding its continuing effects, pointed
unambiguously to a critical need for a new relationship that rejects each and
every assumption underlying colonial relationships between Aboriginal peoples
and non-Aboriginal society.
Responding to the historical roots of Aboriginal crime and social disorder pointed directly to the need to heal relationships both internally within Aboriginal peoples and communities and externally between Aboriginal and non-Aboriginal people.
The Right of Self
–Government and the Authority to Establish Aboriginal Justice Systems.
In
making the case for Aboriginal control of ‘Justice’, the RCAP begins by
recognizing that is has been through the law and the administration of justice
that Aboriginal people have experienced the most repressive aspects of
colonialism. The RCAP then proposed
that it is in Aboriginal law, with Aboriginal law and through Aboriginal law
that Aboriginal people aspire to regain control over their lives and
communities. The establishment of
systems of Aboriginal justice is seen as a necessary part of throwing off the
suffocating mantle of a legal system imposed through colonialism. Reads the
report
“It is difficult and
disturbing to realize that Aboriginal people see the non Aboriginal justice
system as alien and repressive, but the evidence permits no other conclusion”.2
The
right of Aboriginal self-government is argued to be a common law right in
Canada, one that is protected by the Constitution.
Aboriginal control over the substance and process of justice flowing from
the Aboriginal right of self-government would permit the contemporary expression
of Aboriginal concepts and processes of justice. They are likely to be more
effective than the existing non-Aboriginal justice system, both in responding to
the wounds of colonialism, which are evident in a cycle of disruptive and
destructive behaviour, and in meeting the challenges of maintaining peace and
security in a changing world.
Continuing
the argument, the RCAP pointed out that the non-Aboriginal justice system was
never designed to address and redress the impact of the accumulated injustices
of colonialism - nor do those involved in it, whether police officers, lawyers,
judges or correctional administrators, see this as in their mandate.
The principle of individual responsibility, which lies at the heart of
western concepts of criminal law, requires that the system deal with the
individual accused who is before the court, and the focus of the process is on
his or her actions in the context of specific definitions of what constitutes a
crime.
What
the Aboriginal approach and process seek to do lies not simply at the periphery
of the non-Aboriginal system; it lies outside the framework entirely. Many times sensitive judges have lamented the fact that
‘unfortunately the problems that have brought this accused before the court
lie outside the ability of this court to resolve’.
This lamentation is not acceptable for Aboriginal people.
They
demanded and RCAP recommended, that through their own processes of justice they
be able to deal with victimizer and victim in the context of their continuing
relationships, in the context of their place in their communities, in the full
understanding of the forces that have turned family members into victims and
victimizers, and in the conviction that through their own justice systems they
can do more than simply fuel the cycle of violence. To do that they need not
only the strength of their own philosophies and, the skills of their healers,
but also a share of the enormous resources consumed by the non-Aboriginal system
in a manner that has failed to meet the needs of Canadian aboriginals.
Those resources must include the legal resource of recognized jurisdiction in relation to justice, as part of the right of self-government, and the fiscal resources to make that jurisdiction an effective one.3
The
RCAP concluded that the foundation for a new relationship between Aboriginal
peoples and other Canadians must be the recognition of an inherent right of
Aboriginal peoples to self-government. This
right encompasses the right of Aboriginal nations to establish and administer
their own systems of justice, including the power to make laws within the
Aboriginal nation’s territory. The
Commission argued that federal, provincial and territorial policy in the area of
justice should be formulated and implemented on that foundation.
The
justice report then went on to consider some of the most important questions
raised by these conclusions and endeavoured to grapple with the principal issues
and challenges that arise from establishing and implementing Aboriginal justice
systems. It was emphasized that the
next portion of the report should not be viewed as providing a blueprint for the
future containing the answers to all the questions that will ultimately have to
be answered. Rather, it should provide a framework for the development of
Aboriginal justice systems on a more comprehensive basis than has been possible
up till now. Current initiatives, are small-scale and have been developed on an ad
hoc basis.
Creating
Conceptual Space for Aboriginal Justice Systems.
Of
the many issues considered by RCAP that fit within this section, I have been
guided by the questions in the conference programme and selected among them some
options for the resolution of jurisdictional conflicts in an Aboriginal justice
system. Some of the issues raised
by questions of jurisdiction also ranked among those most keenly scrutinized by
the public media when this report was released.
There
are four basic ways of characterizing the jurisdictional issues facing
Aboriginal justice systems. The
first three, which may overlap in practice are
·
jurisdiction over subject-matter - what types of issues the justice
system can adjudicate;
·
jurisdiction over the person - who is entitled or required to use the
justice system;
·
and territorial jurisdiction - where the justice system operates.
The fourth area is comity - the mutual recognition by justice systems of
each other’s decisions.
A
number of responses to these issues are available.
The choices an Aboriginal nation makes will likely depend on a balancing
of principles and pragmatism.
Territorial
Jurisdiction
An
Aboriginal nation should have jurisdiction over all persons within its
territory. This is the same
principle that now applies in Canadian jurisdictions.
By the same token, Aboriginal accused persons must abide by the
jurisdiction of the relevant court where they are charged outside the nation’s
territory. Once the areas of Aboriginal jurisdiction over justice have been
negotiated with the other orders of government, the aboriginal nation itself
should determine the extent to which it wishes to take on that jurisdiction.
Choice
By the Nation Respecting Offences and Offenders
Aboriginal nations should not be constrained in the types of offences they can deal with. Instead Aboriginal peoples themselves should determine when they are ready to deal with particular offences. Offences that fall within their jurisdiction but that they are not prepared to deal with would continue to be handled by the non-Aboriginal courts.
Aboriginal
justice systems should also be able to decide which alleged offenders come
before them. Whether the individual
is an Aboriginal person should not determine the issue; Aboriginal justice
systems should be open to all. It
is essential that Aboriginal justice systems be able to exercise choice with
respect to offences and offenders. Requiring
Aboriginal justice systems to handle every type of offence and every offender as
soon as they are established would prevent development and evolution of such
systems in accordance with their capacity.
Territorial
Jurisdiction and Comity
Members
of Aboriginal nations who commit crimes outside the territorial reach of their
nations should expect to be dealt with by the judicial system in operation where
the offence took place. The Criminal Code of Canada allows persons charged with criminal
offences to plead guilty to those charges in any court in the province where the
events giving rise to the charges took place, as long as they have the consent
of the Crown Attorney’s office in the jurisdiction where the charge was laid.
This is called a traversal of charges.
There is no reason why similar provisions could not be put in place to
allow members of Aboriginal nations to have matters dealt with in their home
communities if they agree to accept responsibility for the offences with which
they have been charged. This right
cannot be unfettered, however, or at the sole discretion of the accused.
Before any decision to traverse charges, the individual’s home
community would have to be contacted to see whether it was willing to accept a
traversal. The decision to accept
or reject such a request would be based on the nature of the charge and the
community’s readiness to hear the case of the particular individual.
On
the issue of comity, the Royal Commission on Aboriginal Peoples noted that the
best efforts of Aboriginal nations to establish distinct justice systems will be
largely for naught if their decisions are not recognized as binding by the
courts of the non-Aboriginal system, or of other Aboriginal systems.
A jurisdictional framework based on negotiated agreements between an
Aboriginal nation and relevant governments, and one that gives non-Aboriginal
accused a choice of venue, should mean that non-Aboriginal justice systems will
have little difficulty respecting the decisions of Aboriginal decision-making
bodies. Indeed, assuring this recognition would be a major part of
negotiations to establish Aboriginal justice systems. At the same time, it would be expected that Aboriginal
decision-making bodies would recognize the decisions of non-Aboriginal courts
involving Aboriginal residents on non-Aboriginal territory who commit offences
on that territory.
By
clearly recognizing the right of Aboriginal nations to determine which offences
and which offenders they are willing and ready to handle, and by giving
non-Aboriginal accused who are not members of the Aboriginal nation a choice
about which system will deal with them, most of the major stumbling blocks
besetting discussions of the transfer of jurisdiction can be removed.
Aboriginal nations that do not give non-Aboriginal accused a choice may
have difficulty negotiating and achieving recognition of the decisions of their
adjudicative bodies by non-Aboriginal governments and courts.
Conclusion
One
point that became very clear to me in
listening to the voices of indigenous people in all parts of Canada, is how
the problems underlying the justice system and the prison system are
interrelated.
In
one federal maximum security prison on the prairies we heard an inmate serving a
life sentence for a horrible crime which tells us the story of his life.
It is not an easy story to forget. It
is not an easy story to remember either. He
did not have a happy childhood. His
younger years were passed in a series of foster homes where he suffered the most
horrible abuses imaginable at the hands of those entrusted with his care.
A tall and strong man, he stood weeping in front of the other inmates and
the armed prison guards, and pleaded with us to recommend to the government that
they do the right thing to prevent other children today from growing up in
a life like his. He did not ask
anything for himself. We asked the
one hundred or so inmates who were assembled there to raise their hand if they
too had grown up in foster homes. Most
of the prisoners put up their hands.
Our
shock was compounded a few days later when visiting a women’s prison in the
prairie region where indigenous women make up the overwhelming majority of the
population. The women here told us
their stories too, and revealed that when they came in to the jail, the
government workers came for their children to take them away and put them in
foster homes. The vicious cycle of
warehousing Aboriginal people within foster homes as children until their
graduation to prison was made horrifyingly clear.
Recently
I supervised a project whereby Aboriginal people working within the child and
family services system in a province documented the way in which the government
system takes children away from their homes and puts them into foster homes. We
showed not only how the everyday practices of the social workers, the
supervisors, and indeed the court system, breaches the standards laid down in
the province’s own legislation, we showed how these practices breached the
fundamental human rights of children and families.
The system is worse than useless. It
causes terrible harm. I have no
words stronger than those used by Art Solomon to condemn the prison system for
this so-called child welfare system, but the system that harms children deserves
even stronger condemnation. Taking
the victim instead of the wrong-doer and short circuiting even the minimum
safeguards of the criminal justice system, as the child apprehension system
does, is an abomination and a shame upon any society.
Surely
change in this area is change that would benefit everyone.
These terrible institutions seem to go on and on without justification.
They are not necessary yet they endure and prosper.
Who benefits? The case for
radical change within the criminal justice system modelled upon the English
criminal law system is compelling, as is the case for the long-term
establishment of separate Aboriginal justice systems.
How do we move ahead now?
PART
II
The
Gladue case and sentencing of Aboriginal offenders. [1999] 2 CNLR
252.
Criminal
Code of Canada Purpose and Principles of Sentencing
s.
718 The fundamental purpose of sentencing is to contribute, along with crime
prevention initiatives, to respect for the law and the maintenance of a just,
peaceful and safe society by imposing such sanctions that have one or more of
the following objectives:
a)
to denounce unlawful conduct;
b)
to deter the offender and other persons from committing offences;
c)
to separate offenders from society, where necessary;
d)
to assist in rehabilitating offenders;
e)
to provide reparations for harm done to victims or to the community; and
f) to promote a sense of responsibility in offenders, and
acknowledgment of the
harm done to victims
and the community.
Fundamental
principle
s. 718.1 A sentence must be
proportionate to the gravity of the offence and the degree of responsibility of
the offender.
Other sentencing principles
a)
718.2 A court that imposes a sentence shall also take into consideration the
following principles: A sentence should be increased or reduced to account for any relevant
aggravating or mitigating circumstances relating to the offence or the offender,
and, without limiting the generality of the foregoing, shall be deemed to be
aggravating circumstance
i)
evidence that the offence was motivated by bias, prejudice or hate based
on race, national or ethnic origin, language, colour, religion, sex, age, mental
or physical disability, sexual orientation or any other similar factor,
ii)
evidence that the offender, in committing the offence,
abused the offender’s spouse or child,
iii)
evidence that the offender, in committing the offence,
abused a position of trust or authority in relation to the victim, or
iv)
evidence that the offence was committed for the benefit
of, at the direction of or in association with a criminal organization ’;
b)
A sentence should be similar to sentences imposed on similar offenders
for similar offences committed in similar circumstances;
c)
where consecutive
sentences are imposed, the combined sentence should not be unduly long or harsh;
d)
an offender should not be
deprived of liberty, if less restrictive sanctions may be appropriate in the
circumstances; and
e)
all available sanctions other
than imprisonment that are reasonable in the circumstances should be considered
for all offenders, with particular attention to the circumstances of aboriginal
offenders.
Summary
of the Court’s View in Gladue [1999] 2 CNLR 252,@ 285-86.
Section
718.2 (e) is not simply a codification of existing jurisprudence. It is remedial in nature.
Its purpose is to ameliorate the serious problem of over-representation
of Aboriginal people in prisons, and to encourage sentencing judges to have
recourse to a restorative approach to sentencing. There is a judicial duty to give the provision’s remedial
purpose real force.
Section 718.2 (e) must be read and considered in the context of the rest of the factors referred to in that section and in light of all of Part XXIII. All principles and factors set out in Part XXIII must be taken into consideration in determining the fit sentence. Attention should be paid to the fact that Part XXIII through ss. 718, 718.2(e), and 742.1, among other provisions, has placed a new emphasis upon decreasing the use of incarceration.
Sentencing
is an individual process and in each case the consideration must continue to be
what is a fit sentence for this accused for this offence in this community.
However, the effect of s.718.2(e) is to alter the method of analysis
which sentencing judges must use in determining a fit sentence for Aboriginal
offenders.
Section
718.2(e) directs sentencing judges to undertake the sentencing of Aboriginal
offenders individually, but also differently, because the circumstances of
Aboriginal people are unique. In
sentencing an Aboriginal offender, the judge must consider:
(A)
The unique systemic or background factors which may have played a part in bringing the
particular Aboriginal offender before the courts; and
(B)
The types of sentencing procedures and sanctions which may be appropriate
in the circumstances for the offender because of his or her particular
Aboriginal heritage or connection.
In
order to undertake these considerations the trial judge will require information
pertaining to the accused. Judges
may take judicial notice of the broad systemic and background factors affecting
Aboriginal people, and of the priority given in Aboriginal cultures to a
restorative approach to sentencing. In
the usual course of events, additional case-specific information will come from
counsel and from a pre-sentence report which takes into account the factors set
out above (A and B), which in turn may come from representations of the relevant
Aboriginal community which will usually be that of the offender.
The offender may waive the gathering of that information. If there is no
alternative to incarceration the length of the term must be carefully
considered.
The
section is not to be taken as a means of automatically reducing the prison
sentence of Aboriginal offenders; nor should it be assumed that an offender is
receiving a more lenient sentence simply because incarceration is not imposed.
The absence of alternative sentencing programs specific to an Aboriginal
community does not eliminate the ability of a sentencing judge to impose a
sanction that takes into account principles of restorative justice and the needs
of the parties involved.
Section
718.2(e) applies to all Aboriginal persons wherever they reside, whether on or
off reserve, in a large city or a rural area.
In defining the relevant Aboriginal community for the purpose of
achieving an effective sentence, the term
‘community’ must be defined broadly so as to include any network of support
and interaction that might be available, including in an urban centre.
At the same time, the residence of the Aboriginal offender in an urban
centre that lacks any network of support does not relieve the sentencing judge
of the obligation to try to find an alternative to imprisonment.
Based
on the foregoing, the jail term for an Aboriginal offender may in some
circumstances be less than the term imposed on a non-Aboriginal offender for the
same offence. It is unreasonable to assume that Aboriginal people do not believe
in the importance of traditional sentencing goals such as deference,
denunciation, and separation, where warranted.
In this context, generally, the more serious and violent the crime, the
more likely it will be as a practical matter that the terms of imprisonment will
be the same for similar offences and offenders, whether the offender is
Aboriginal or non-Aboriginal.